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1.4 Business Needs

  • Smaller businesses are more susceptible to certain losses than larger businesses, particularly where those small businesses are dependent on a small number of key players.

  • Loss of a key employee could mean a number of practical problems which could lead to short, medium and even long term loss of income, profit and growth.

  • Whether the business is a sole proprietor, partnership or private limited company, death of such an employee could mean:


    1. Loss of profitable sales connections
    2. Loss of specialist knowledge
    3. Time and income loss whilst locating and training a replacement
    4. Loss of confidence of shareholders, creditors, staff, suppliers, bank, and so forth.
  • Anticipated loss of profits from such eventualities may be safeguarded by suitable term assurance policies taken out by the company.

  • A key employee may be 'lost' in a profit-related sense by sickness or disability, in which case it may be possible to fund a suitable short-term IPI policy to recompense the company to some degree.

  • Partnership Protection may take an additional form whereby partners complete a suitable partnership agreement, part of which relates to disposal and purchase of shares in the event of retirement or prior death.

  • Linked to the agreement, for example, will be a suitable policy to fund the purchase of the deceased's business share from the estate.

  • Share Protection operates in a similar way, with a view to ensuring shares on retirement or prior death go to the required new ownership.

  • Protection in the above is necessary because ownership of part of a business by an 'outside' party may not be beneficial for a number of reasons:


    1. There may be no commitment to the business.
    2. The new 'owner' may be willing to become involved but might be quite incompetent.
    3. Ownership might pass into the hands of a competitor.
    4. The new owner may demand a cut of the profits but may be unwilling or unable to participate and offer anything of value to the business in return

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