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2.2.15 Open Ended Investment Companies (OEICs)

  • Open ended investment Companies (OEICs) are a type of collective investment. They were introduced in the UK in 1998. They qualify as European collective investments under the Undertaking for Collective Investments in Transferable Securities (UCITS).

  • OEICs are open ended. Originally OEICs could not invest in property or derivatives but as a result of the Financial Services and Markets Act they can now do so.

  • OEICs are established as limited liability companies in which investors buy shares quoted on the stock market. OEICs are governed by corporate law and have a board of directors. Each OEIC must have an authorised corporate director (ACD) and a depository who is independent of the ACD.

  • OEICs have a single pricing structure. The initial selling costs include a separate change. A "dilution levy" may be imposed when market demand is very high or low. This levy is added to the single price at purchase or deducted from redemption proceeds.

  • An OEIC can provide different classes of shares and can be denominated in different currencies. The tax treatment of OEICs is the same as unit trusts and investment trusts.

  • Many unit trusts have converted to OEICs.


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