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3.8 Contracting Out

  • 'Contracting out' refers previously to a decision to leave the State Earnings Related Pension Scheme, SERPS and now to leaving S2P (not the basic pension).

  • Contracting out involves establishing an occupational or personal pension scheme to replace the S2P benefits normally accruing during the period in that scheme.

  • Contracting out also entitles contributors to rebates in NI contributions, which result in:


    1. Lower NI contributions where the contracting out is done through an occupational scheme (providing a GMP prior to 6th April 1997 and 'requisite benefits' related to the reference scheme from that date).
    2. Redirected NI contributions where the contracting out is done through an Appropriate Personal Pension (APP), FSAVC or COMP.
  • Where contracting out is achieved through a defined benefit occupational scheme, the scheme must provide GMP (Guaranteed Minimum Pension) prior to 6th April 1997 and requisite benefits from that date. These minima essentially guarantee that the member will not be worse off than had he remained a member of SERPS.

  • Under defined contribution (i.e. money purchase) schemes, whether occupational or personal, the redirected NI contributions provide Protected Rights, which are subject to a number of special provisions, but are not guaranteed to match SERPS.

  • Contracting out was handled by the Occupational Pensions Board (OPB) prior to it being dissolved on 5th April 1997. Their jurisdiction as regards contracting out has now passed to the NI Services to Pensions Industry department of the Inland Revenue Contributions agency, who will need to be satisfied that the scheme meets the necessary requirements, both financial and administratively.

  • Please also refer to Contracting Out Rebates

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